top of page

Sunwealth Management is an independent firm dedicated deliver unbiased, adept and trustworthy financial advice without the myriad of  conflicts that are so common throughout the financial services industry. We use Kovack Securities/Advisors as our Broker/Dealer, Member FINRA/SIPC. Kovack handles all our compliance,  registration requirements and back office support. 

More on Kovack

Client assets are held/custodian at Pershing, a division of BNY Mellon company. Pershing has over $1 trillion in global client assets. Their parent company, BNY Mellon has $33 trillion in assets under custody and/or administration. Pershing provides Securities Investor Protection Corporation (SIPC) coverage for client accounts. SIPC protects securities customers of its members up $500,0000. In addition, Pershing provides client accounts with excess coverage through Lloyds of London for $1.9mm per client and up to $1 billion aggregate.


More on Pershing

Pershing at a Glance

Safety of Assets

More on SIPC

bottom of page